Skip to main content

Menu

Skip to content
  • About
  • Partners
  • Issues
    • Fiduciary Standard of Care
    • Investment Adviser Oversight
    • Regulation of Financial Planners
  • Get Involved
    • Resources
    • Coalition Efforts
  • News Room
    • Press Releases and Statements
  • Contact
    • Policy Inquiries
    • Media Inquiries

Resources

The following materials offer greater background on the policy issues related to the financial planning profession. These resources will help you engage other financial advisers, consumers, policymakers, media and others with an interest in the regulation of financial planning.

  • About the Financial Planning Coalition fact sheet
  • Financial Planning Coalition Supports SEC Fiduciary Rulemaking fact sheet
  • H.R. 1627: the Investment Adviser Examination Improvement Act fact sheet
  • Why Lack of Regulation of Financial Planners Harms Consumers fact sheet
  • Protect Investors:  Support a User Fee to Increase Investment Adviser Oversight fact sheet

The Latest News

  • 08.06.20
    Financial Planning Coalition Strongly Disagrees with U.S. Department of Labor on Proposed Retirement Investment Advice Rule Package
  • 08.06.20
    Financial Planning Coalition Urges Department of Labor to Revise Its Proposed Exemption and Return to The Essence Of ERISA
  • 06.30.20
    Financial Planning Coalition Statement on the Reintroduced U.S. Department of Labor Investment Advice Rule
  • 04.13.20
    Comment on NASAA Proposed Investment Adviser Representative Continuing Education Program and Implementing Model Rule
  • 03.16.20
    Comment on the SEC’s Proposal to Amend the “Accredited Investor” Definition
    • About
    • Partners
    • Issues
    • Get Involved
    • News Room
    • Contact

    Copyright © 2014 Financial Planning Coalition. All rights reserved.