Tag Archives: Financial Planning Coalition

Financial Planning Coalition Launches New Website to Inform and Engage Stakeholders for Legislative, Regulatory Advocacy

WASHINGTON, D.C. – The Financial Planning Coalition – comprising Certified Financial Planner Board of Standards, Inc. (CFP Board), the Financial Planning Association® (FPA®) and the National Association of Personal Financial Advisors (NAPFA) – today announced the launch of a new website  designed to engage stakeholders in the Coalition’s efforts to educate lawmakers, regulators and consumers on critical investor protection measures needed to ensure financial planning services are delivered in the public’s best interests.

The new website – located at www.FinancialPlanningCoalition.com – provides regular updates on the policy issues impacting the delivery of financial planning services to the public, and makes it easier for the Coalition’s nearly 80,000 stakeholders to take action on the issues.

“As the Coalition continues to advocate before policymakers for increased consumer and investor protection in financial planning, we recognized a need to revisit our web presence to more effectively communicate our mission and policy objectives,” said the Coalition. “Our goal is to ensure that the voices of financial planners are heard on the issues of importance to the public and our profession, including the extension of a uniform fiduciary standard of care to broker-dealers and greater investment adviser oversight.”

In addition, the Coalition sought to refresh its branding to better reflect the collaboration and cooperation inherent to this partnership in a distinctive, bold and contemporary fashion. The seal with interlocking letters forming the core of the logo is intended to represent this collaboration, while the color palette incorporates an element of each partner organization’s branding.

Uniform Fiduciary Standard For Providing Investment Advice is Needed to Protect Investors From Harm

Members of the Financial Planning Coalition, with other “Friends of Fiduciary,” renewed their call for the  SEC to move forward with rulemaking on the uniform fiduciary standard in a joint letter to the five SEC commissioners, providing evidence from academic research, market analysis, and observation of industry practices to illustrate the harm to investors that results from the lack of a fiduciary standard.

Washington, D.C.– Documenting the harm to investors resulting from gaps in the rules governing investment advice, investor advocates and industry representatives  are renewing their call for the Securities and Exchange Commission (SEC) to better protect investors by establishing a uniform fiduciary standard of conduct consistent with Section 913 of the Dodd-Frank Act.

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Financial Planning Coalition to President Obama: Make Investor Protection a Priority in 2014 “Year of Action,”

In advance of the State of the Union address, the Financial Planning Coalition urges the President to make investor protection part of his agenda.

WASHINGTON, D.C. – As President Obama prepares to deliver the State of the Union address, the Financial Planning Coalition – comprising Certified Financial Planner Board of Standards, Inc. (CFP Board), the Financial Planning Association® (FPA®), and the National Association of Personal Financial Advisors (NAPFA) – urges the President to fulfill the promise of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act by making investor protection part of his “year of action for the American people”:

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